Douglas E. Hundt

STRATEGAS SECURITIES DBA STRATEGAS RESEARCH PARTNERS

New York, NY 10017

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CRD#: 4622132

Professional summary

Douglas Edmund Hundt is a registered financial professional currently at STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS located in New York, New York.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 2003. Douglas has worked at 6 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Edmund Hundt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2023 - Present

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

Office #1: 52 Vanderbilt Avenue 8th Floor, New York, NY 10017

RIA

CRD#: 149326

New York, NY

Past

August 18, 2021 - July 12, 2023

CARNEGIE, INC.

CRD#: 31184

NEW YORK, NY

Past

May 26, 2010 - May 27, 2020

WOLFE RESEARCH SECURITIES

CRD#: 151850

NEW YORK, NY

Past

June 1, 2009 - September 24, 2009

FIG PARTNERS, LLC

CRD#: 41554

NEW YORK, NY

Past

June 6, 2005 - April 29, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

June 6, 2005 - April 29, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 10, 2003 - June 16, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SECAUCAS, NJ

Past

February 21, 2003 - June 16, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC | STRATEGAS SECURITIES LLC | STRATEGAS RESEARCH PARTNERS, LLC

CRD#: 149326 / SEC#: 801-116875, 8-68138

RIA

Registered Investment Advisory firm - SEC (6/28/2019 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/7/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC | STRATEGAS SECURITIES LLC | STRATEGAS RESEARCH PARTNERS, LLC

CRD#: 149326 / SEC#: 801-116875, 8-68138

RIA

Registered Investment Advisory firm - SEC (6/28/2019 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

52 Vanderbilt Avenue 19th Floor 19th Floor, New York, NY, 10017

Mailing Address

52 Vanderbilt Avenue 19th Floor, New York, NY, 10017

Phone number

(646) 292-7950

Established

New York since 12/06/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (2 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

STRATEGAS SECURITIES, LLC FORM ADV PART 2A BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
BAIRD FINANCIAL CORPORATION	SHAREHOLDER
ANTHONY, DANNELL WAYNE	FINOP, DIRECTOR OF FINANCE	7038021
BOHNSACK, NICHOLAS GREGORY	PRESIDENT / COO	4571796
BOOTH, STEVEN GREGORY	DIRECTOR	2147388
GABAY, EILEEN MARGARET	CHIEF OPERATING OFFICER	5602349
LANGENFELD, JON A	DIRECTOR	4322120
LOGUE, SOFIA	CHIEF COMPLIANCE OFFICER	6406784
RISSMILLER, DONALD JAMES	VICE CHAIRMAN / PRINCIPAL	5227351
TOTORO, MICHAEL A	CHIEF TECHNOLOGY OFFICER	1552053
TRENNERT, JASON RICHARD	CHAIRMAN / CEO	2079457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas E. Hundt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Edmund Hundt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARNEGIE, INC.

WOLFE RESEARCH SECURITIES

FIG PARTNERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/7/2003

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/14/2003

FINRA

Current Firm

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

Contact information

SEC notice filing (2 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

TRUST BUT VERIFY

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