John Columbia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Columbia was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2015 - June 26, 2017
TRIDENT PARTNERS LTD.
November 28, 2014 - June 22, 2015
J.D. NICHOLAS & ASSOCIATES, INC.
August 28, 2014 - December 12, 2014
BROOKVILLE CAPITAL PARTNERS
March 8, 2010 - September 23, 2014
TRIDENT PARTNERS LTD.
January 21, 2009 - March 15, 2010
WOODSTOCK FINANCIAL GROUP, INC.
August 7, 2008 - February 6, 2009
J.D. NICHOLAS & ASSOCIATES, INC.
January 9, 2008 - September 16, 2008
VANGUARD CAPITAL
January 10, 2007 - December 21, 2007
BROOKVILLE CAPITAL PARTNERS
February 8, 2006 - May 22, 2006
THE CONCORD EQUITY GROUP, LLC
July 8, 2004 - November 18, 2005
BENSON YORK GROUP, INC.
July 30, 2003 - July 13, 2004
S.W. BACH & COMPANY
July 11, 2003 - July 21, 2003
GUNNALLEN FINANCIAL, INC
June 16, 2003 - August 8, 2003
CONTINENTAL BROKER-DEALER CORP.
May 30, 2003 - June 10, 2003
S.W. BACH & COMPANY
January 17, 2003 - June 26, 2003
HARRISON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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