Michelle Mellinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Mellinger, who also goes by Michelle C. Kraft, Shelley C. Kraft, Michelle Christine Mellinger, Shelley C. Mellinger, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2005. Michelle had worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2018 - December 11, 2020
JPMORGAN DISTRIBUTION SERVICES, INC.
September 14, 2012 - January 5, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 1, 2012 - July 30, 2012
LINCOLN INVESTMENT
April 29, 2011 - June 1, 2012
CINCINNATI ANALYSTS, INC.
March 10, 2010 - May 2, 2011
FSC SECURITIES CORPORATION
January 30, 2009 - February 19, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 11, 2005 - February 12, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/21/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
JPMORGAN DISTRIBUTION SERVICES, INC.
CRD#: 104234 / SEC#: , 8-52700
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| BARTA, WENDY KAY | PRESIDENT AND DIRECTOR | 2855534 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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