Richard P. Jacobson
Jacobson Wealth Management, Inc.AFFILIATED WITH UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Napa, CA 94559
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CRD#: 4621881
Professional summary
Richard Peter Jacobson, CFP®, who also goes by Rich Jacobson, is a registered financial advisor currently at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Napa, California.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Richard has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Biography
Rich Jacobson, is a Register Representative, Investment Advisor Representative and Registered Principal with United Planners. Rich is also insurance licensed for Life, Health and Disability with the state of California (0D78538).
Rich began his career in 1982 as an economist and has since then launched several successful businesses, both in and out of finance. Rich received his U.S. securities license in 2003 and founded Jacobson Wealth Management, Inc. in 2007.
Rich has his Bachelor of Science degree from McGill University in Montreal, Canada and a Master's Degree in economics and policy analysis from the University of Washington, Seattle, Washington. He is Series 7, 66 and 24 licensed. Additionally, Rich has successfully passed the rigorous curriculum and testing to achieve the status of a Certified Financial Planner™ professional.
Rich has a passion for lifelong learning and personal development, and thrives on sharing these attributes with clients similarly inclined. He is married and resides in Napa, CA. Rich has two adult children and in his spare time loves reading, fitness, cycling, running, tennis and gardening.
Question & Answer
What are your service offerings?
Investment Planning
Estate Planning
Tax Planning
Business Succession Planning
Retirement Planning
Comprehensive Financial Planni...
Education Planning
Insurance Planning
Do you have an area of expertise or specialization?
Budget & Debt Management
Comprehensive Financial Planni...
Attending College
401(k)/403(b)/IRAs
Buying a Home
Charitable & Planned Giving
Annuities
Asset Allocation
Cross-border Planning
Career Change
Investment Management
Estate Planning
Employee Benefits
Limited Partnerships
Getting Divorced
Mutual Funds
Getting Married
Job Loss
Real Estate
Insurance
Retirement
Stocks & Bonds
Life Planning
Succession Planning
Long-term Care
Sudden Wealth
Are you a "fiduciary"?
Yes
Aliases
Rich Jacobson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) SEMINARY PROPERTIES LLC - SOLE MEMBER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - NAPA, CA - SINCE 04/2007 - INVESTMENT RELATED 2.) JACOBSON WEALTH MANAGEMENT, INC - PRESIDENT - CORPORATION TO HOLD INTEREST, PAY EXPENSES AND RECEIVE COMMISSIONS AND FEE FOR RICH JACOBSON - NAPA, CA - SINCE 01/2007 - NOT INVESTMENT RELATED 3.) JACOBSON WEALTH MANAGEMENT & INSURANCE SERVICES - INSURANCE AGENT - NON-VARIABLE INSURANCE - NAPA, CA - SINCE 06/2002 - NOT INVESTMENT RELATED 4.) JACOBSON WEALTH MANAGEMENT - DBA NAME FOR MARKETING PURPOSES ONLY - NAPA, CA - SINCE 01/2007 - INVESTMENT RELATED 5.) 1254 S SCENIC HEIGHTS DRIVE, PRESCOTT, AZ 86303 - OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - PRESCOTT, AZ - SINCE 07/2023 - INVESTMENT RELATED 6.) SCENIC PROPERTIES LLC - SOLE MEMBER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - PRESCOTT, AZ - SINCE 02/2024 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Richard Peter Jacobson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Richard Peter Jacobson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
April 14, 2016 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 1030 Seminary St Ste A, Napa, CA 94559RIA
BD
CRD#: 20804
Napa, CA
Current
April 14, 2016 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 1030 Seminary St Ste A, Napa, CA 94559RIA
BD
CRD#: 20804
Napa, CA
Past
April 14, 2004 - May 7, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
NAPA, CA
Past
April 14, 2004 - May 7, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
NAPA, CA
Past
September 26, 2003 - March 31, 2004
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UP
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
APEX RETIREMENT CONSULTING LLC | YEECORP FINANCIAL | WIRE TO WIRE WEALTH | WENDEL FINANCIAL GROUP | WEALTH AVENUE | VOYAGE PARTNERS FINANCIAL STRATEGIES, LLC | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA | UNITED PLANNERS FINANCIAL SERVICES | UNITED PLANNERS | TRIBUTE FINANCIAL INC. | STEWARDSHIP AMERICA FINANCIAL | SKYE FINANCIAL SERVICES, INC | SKS RETIREMENT SOLUTIONS | RIVERCREST FINANCIAL | RINGENBERG FINANCIAL GROUP | RETIREMENT & MONEY STRATEGIES | PALMER NUNN WEALTH MANAGEMENT | MUNKEBY KRAMER | MARION WEALTH MANAGEMENT GROUP | MABE FINANCIAL GROUP | LONG VIEW FINANCIAL SERVICES, INC. | LEE STOERZINGER, INC. | KILMER & COMPANY | INVESTMENT CENTER | HF CAPITAL GROUP LLC | HEMINGWAY WEALTH MANAGEMENT, LLC | GUIDANT PLANNING, INC | GOTTA RETIREMENT SERVICES, INC. | GER LOFTIN WEALTH ADVISORS, LLC | FULL CIRCLE FINANCIAL | FOOTHILL FINANCIAL GROUP | FIRESKY FINANCIAL INC. | FINANCIAL PLANNING ADVISORS, INC. | CATALYST FINANCIAL STRATEGIES LLC | CAPITAL LEGACY PARTNERS, LLC | BROOKHAVEN WEALTH MANAGEMENT INC. | BERAN FINANCIAL PARTNERS
CRD#: 20804 / SEC#: 801-57198, 8-38485
RIA
Registered Investment Advisory firm - SEC (1/28/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/14/2016)
RR
California(4/14/2016)
IAR
California(4/14/2016)
RR
Illinois(1/2/2025)
RR
Kansas(4/15/2016)
RR
Maryland(4/15/2016)
RR
Nevada(9/28/2020)
RR
New York(9/9/2024)
RR
Ohio(4/15/2016)
RR
Oregon(3/20/2018)
RR
Washington(9/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UP
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
APEX RETIREMENT CONSULTING LLC | YEECORP FINANCIAL | WIRE TO WIRE WEALTH | WENDEL FINANCIAL GROUP | WEALTH AVENUE | VOYAGE PARTNERS FINANCIAL STRATEGIES, LLC | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA | UNITED PLANNERS FINANCIAL SERVICES | UNITED PLANNERS | TRIBUTE FINANCIAL INC. | STEWARDSHIP AMERICA FINANCIAL | SKYE FINANCIAL SERVICES, INC | SKS RETIREMENT SOLUTIONS | RIVERCREST FINANCIAL | RINGENBERG FINANCIAL GROUP | RETIREMENT & MONEY STRATEGIES | PALMER NUNN WEALTH MANAGEMENT | MUNKEBY KRAMER | MARION WEALTH MANAGEMENT GROUP | MABE FINANCIAL GROUP | LONG VIEW FINANCIAL SERVICES, INC. | LEE STOERZINGER, INC. | KILMER & COMPANY | INVESTMENT CENTER | HF CAPITAL GROUP LLC | HEMINGWAY WEALTH MANAGEMENT, LLC | GUIDANT PLANNING, INC | GOTTA RETIREMENT SERVICES, INC. | GER LOFTIN WEALTH ADVISORS, LLC | FULL CIRCLE FINANCIAL | FOOTHILL FINANCIAL GROUP | FIRESKY FINANCIAL INC. | FINANCIAL PLANNING ADVISORS, INC. | CATALYST FINANCIAL STRATEGIES LLC | CAPITAL LEGACY PARTNERS, LLC | BROOKHAVEN WEALTH MANAGEMENT INC. | BERAN FINANCIAL PARTNERS
CRD#: 20804 / SEC#: 801-57198, 8-38485
RIA
Registered Investment Advisory firm - SEC (1/28/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258
Mailing Address
P.o. Box 5750, Scottsdale, AZ 85261-5750
Phone number
(480) 991-0225
Established
Arizona since 08/21/1987
Firm type
Partnership
Fiscal year end
December
Firm Size
Large
# of Employees
614
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNITED PLANNERS' GROUP, INC. | GENERAL PARTNER | |
| BAKER, MICHAEL A | PRESIDENT | 4037933 |
| BAKER, MICHAEL A | CHIEF EXECUTIVE OFFICE (CEO) | 4037933 |
| CUFFARI-AGASI, SHEILA JUNE | EXECUTIVE VICE PRESIDENT | 2401020 |
| HAUER, DAVE B | VICE PRESIDENT COMPLIANCE, CHIEF COMPLIANCE OFFICER | 4018434 |
| OLIVERIO, KENNETH WILLIAM JR | EXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICER | 2957427 |
| SHINDEL, CHAD TRAVIS | VICE PRESIDENT, CHIEF FINANCIAL OFFICER (CFO) | 6232253 |
Regulatory assets under management
| Total Number of Accounts | 41,834 |
| AUM (Assets Under Management) | $ 10,637,349,683 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
CRD#: 20804Napa, CA 94559DBA Information
Jacobson Wealth Management, Inc.
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Contact information
(xxx) xxx-xxxx
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