Raymond Desrosiers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Desrosiers, who also goes by Raymond Edward Desrosiers, Raymond Desrosiers, Ray Desrosiers, Raymond E Desrosiers, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 2003. Raymond had worked at 8 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2024 - November 19, 2025
EAGLE POINT SECURITIES LLC
May 6, 2022 - March 1, 2024
WEALTHFORGE SECURITIES, LLC
March 24, 2017 - May 2, 2022
EMERSON EQUITY LLC
November 5, 2014 - January 3, 2017
PROVASI CAPITAL PARTNERS LP
May 6, 2013 - August 26, 2014
FISHER INVESTMENTS
September 26, 2011 - May 23, 2013
PNC CAPITAL ADVISORS LLC
November 3, 2009 - May 7, 2013
FORESIDE DISTRIBUTION SOLUTIONS, LLC
April 10, 2008 - October 30, 2009
NATCITY INVESTMENTS, INC.
June 4, 2003 - October 30, 2009
NATCITY INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE POINT SECURITIES LLC
CRD#: 324528 / SEC#: , 8-71048
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
