Aaron Doley
Professional summary
Aaron Doley, who also goes by Aaron M Doley, is a registered financial professional currently at SECURITY CAPITAL BROKERAGE, INC. located in Atlanta, Georgia.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2008. Aaron has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron Doley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2022 - Present
SECURITY CAPITAL BROKERAGE, INC.
Office #1: 260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303Office #2: 260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303March 29, 2016 - January 24, 2022
QUOIN CAPITAL LLC
August 31, 2012 - October 1, 2015
THE LUGANO GROUP INCORPORATED
April 30, 2008 - July 20, 2012
DOLEY SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/20/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SECURITY CAPITAL BROKERAGE, INC.
CRD#: 35405 / SEC#: , 8-46669
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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