Austin B. Atkinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Austin Brian Atkinson, who also goes by Austin Brian Atkinson Mr., was a registered financial professional .
Austin is a previously registered financial professional and started their career in finance in 2003. Austin had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2011 - April 1, 2021
MARYLAND FINANCIAL GROUP, INC.
February 1, 2011 - April 2, 2014
FSC SECURITIES CORPORATION
July 8, 2008 - February 2, 2011
NEXT FINANCIAL GROUP, INC.
July 3, 2008 - February 2, 2011
NEXT FINANCIAL GROUP, INC.
April 18, 2006 - July 11, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 2006 - July 11, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 4, 2005 - March 21, 2006
CHARLES SCHWAB & CO., INC.
July 13, 2005 - March 21, 2006
CHARLES SCHWAB & CO., INC.
June 18, 2003 - July 28, 2005
UBS FINANCIAL SERVICES INC.
March 10, 2003 - July 28, 2005
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARYLAND FINANCIAL GROUP, INC.
CRD#: 122320 / SEC#: 801-99348
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,454 |
| AUM (Assets Under Management) | $ 880,267,065 |
Red Flags
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