DR
Dustin R. Rudman
GWN SECURITIES
BRIDGEWATER, NJ 08807
Some features on this profile are disabled
CRD#: 4621421
DR
Professional summary
Dustin Rollins Rudman, CFP® is a registered financial advisor currently at GWN SECURITIES INC. located in Bridgewater, New Jersey.
Dustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Dustin has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS - DISABILITY,FIXED ANNUITIES,LIFE/ACCIDENT/HEALTH,LTC - 2 SEC HRS 1 NON SEC HR PER WEEK SINCE 07/2015 LIFE INSURANCE, DI, FIXED ANNUITY POSITION: CFP NATURE: insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2018 ADDRESS: 517 route 1, suite 4100, Iselin NJ 08830, United States DESCRIPTION: Quoting insurance products and writing applications. Underwriting follow up. ROLLING ACRES HOME OWNERS ASSOCIATION POSITION: board member NATURE: Home owners association INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/12/2021 ADDRESS: po box 164, new egypt NJ 08533, United States DESCRIPTION: Confer on our developments' projects. INFINITY FINANCIAL GROUP., Is Investment Related, DBA, Financial Professional, 08/20/2018,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. SCHOCKPROOF INSURANCE LLC INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "345 Fieldcrest Dr, New Egypt, NJ, 08533, United States", Insurance, Managing Member, 4/7/2025, 40 hours per month, 0 hours per month during trading hours, Commission Compensation DESCRITPION: Provide fixed annuity and insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Dustin Rollins Rudman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dustin Rollins Rudman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 20, 2018 - Present
GWN SECURITIES INC.
Office #1: 1011 Route 22 Suite 104, Bridgewater, NJ 08807RIA
BD
CRD#: 128929
BRIDGEWATER, NJ
Current
August 16, 2018 - Present
GWN SECURITIES INC.
Office #1: 1011 Route 22 Suite 104, Bridgewater, NJ 08807RIA
BD
CRD#: 128929
BRIDGEWATER, NJ
Past
March 25, 2017 - August 23, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
WALL TOWNSHIP, NJ
Past
March 25, 2017 - August 23, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WALL TOWNSHIP, NJ
Past
June 1, 2007 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BARNEGAT, NJ
Past
February 9, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
February 9, 2007 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BARNEGAT, NJ
Past
July 15, 2003 - January 3, 2007
GARDEN STATE SECURITIES, INC.
BD
CRD#: 10083
WALL TWP, NJ
Past
May 26, 2003 - July 16, 2003
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
RED BANK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/13/2022)
RR
Delaware(8/16/2018)
RR
Florida(8/16/2018)
RR
New Jersey(8/16/2018)
IAR
New Jersey(8/20/2018)
RR
New York(8/16/2018)
RR
Pennsylvania(8/16/2018)
RR
Texas(1/12/2022)
RR
Virginia(9/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
