Jon D. Markman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon David Markman was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 2003. Jon had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2009 - December 15, 2017
VALIDEA CAPITAL MANAGEMENT LLC
March 7, 2005 - December 5, 2005
GREENBOOK INVESTMENT MANAGEMENT, INC.
January 22, 2003 - April 28, 2005
PINNACLE INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
VALIDEA CAPITAL MANAGEMENT LLC
CRD#: 130887 / SEC#: 801-66767
Contact information
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 45,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
