Paul T. Kohler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Terence Kohler JR. was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2003. Paul had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2012 - February 26, 2019
PTK FINANCIAL, LLC
October 18, 2010 - May 11, 2015
SSG CAPITAL ADVISORS, LLC
March 13, 2003 - June 20, 2005
SSG CAPITAL ADVISORS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PTK FINANCIAL, LLC
CRD#: 115012 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 393 |
| AUM (Assets Under Management) | $ 66,725,630 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
