Jeffrey S. Cole

COLE INVESTMENT ADVISORS

Portage, MI 49024

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CRD#: 4621290

Professional summary

Jeffrey Scott Cole, CFP® is a registered financial advisor currently at COLE INVESTMENT ADVISORS, INC. located in Portage, Michigan.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NOT INVESTMENT RELATED: COLE GAVLAS HOLDINGS, LLC LOCATED IN SAME OFFICE AS REGISTRANT. ZERO TIME INVOLVED. (DOES NOT OFFER SERVICES TO THE PUBLIC). AT TIMES, JEFFREY COLE MAY ACT AS THE REGISTERED AGENT IN MICHIGAN FOR VARIOUS NON-AFFILIATED BUSINESS ENTITIES. IN SUCH CASES, MR. COLE IS NOT INVOLVED WITH THE DAY-TO-DAY OPERATIONS OF THESE ENTITIES AND HAS NO OWNERSHIP OF THESE FIRMS. THIS SERVICE DOES NOT INVOLVE ANY TIME DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Scott Cole's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

February 10, 2010 - Present

COLE INVESTMENT ADVISORS, INC.

Office #1: 2401 West Centre Avenue, Portage, MI 49024

RIA

CRD#: 124264

Portage, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/10/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/2001

Uniform Investment Adviser Law Examination

Current Firm

COLE INVESTMENT ADVISORS, INC.

CRD#: 124264 / SEC#: 801-69752

RIA

Registered Investment Advisory firm - (7/13/2012 Terminated)

Michigan

Registered Investment Advisory firm - (7/12/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2401 West Centre Avenue, Portage, MI 49024

Mailing Address

Phone number

(269) 329-6600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 4,442,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey S. Cole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Scott Cole's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLE INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/2001

Current Firm

COLE INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COLE INVESTMENT ADVISORS, INC.

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