John C. Oldham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christopher Oldham was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2015 - October 3, 2016
CENTER STREET SECURITIES, INC.
September 23, 2015 - June 2, 2017
CENTER STREET ADVISORS, INC.
June 19, 2014 - September 17, 2015
NPB FINANCIAL GROUP, LLC
May 30, 2014 - September 17, 2015
NPB FINANCIAL GROUP, LLC
January 28, 2014 - May 30, 2014
INDEPENDENT FINANCIAL GROUP, LLC
January 10, 2014 - May 30, 2014
INDEPENDENT FINANCIAL GROUP, LLC
January 26, 2012 - January 13, 2014
KALOS MANAGEMENT
January 26, 2012 - January 13, 2014
KALOS CAPITAL, INC.
June 21, 2010 - February 13, 2012
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
June 21, 2010 - July 29, 2011
G.F. INVESTMENT SERVICES, LLC
November 21, 2008 - June 11, 2010
MSI FINANCIAL SERVICES, INC.
February 2, 2006 - November 11, 2008
EAGLE STRATEGIES LLC
January 24, 2006 - November 11, 2008
NYLIFE SECURITIES LLC
February 19, 2003 - January 4, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET SECURITIES, INC.
CRD#: 26898 / SEC#: , 8-42786
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
