John C. Pirnat

BERNARDI SECURITIES

Northfield, IL 60093

Some features on this profile are disabled

CRD#: 4621199

Professional summary

John C Pirnat, who also goes by John C Pirnat Mr., is a registered financial professional currently at BERNARDI SECURITIES, INC. located in Northfield, Illinois.

John is registered as a RR (Registered Representative) and started their career in finance in 2003. John has worked at 5 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John C Pirnat Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John C Pirnat's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2018 - Present

BERNARDI SECURITIES, INC.

Office #1: 423 Central Avenue, Northfield, IL 60093Office #2: 423 Central Avenue, Northfield, IL 60093

CRD#: 15834

Northfield, IL

Past

June 8, 2016 - February 1, 2018

FIRST EMPIRE SECURITIES, INC.

CRD#: 15129

Chicago, IL

Past

February 27, 2007 - January 20, 2016

OPPENHEIMER & CO. INC.

CRD#: 249

CHICAGO, IL

Past

March 8, 2006 - March 30, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

SAN DIEGO, CA

Past

July 24, 2003 - January 13, 2006

SPROTT GLOBAL RESOURCE INVESTMENTS LTD

CRD#: 35878

CARLSBAD, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(3/6/2018)

Ohio
(6/12/2018)

Exams

State Security Law Exam

Series 63

Date: 10/28/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/5/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/3/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/25/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/9/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BERNARDI SECURITIES, INC.

CRD#: 15834 / SEC#: , 8-32815

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

423 Central Avenue, Northfield, IL 60093

Mailing Address

423 Central Avenue, Northfield, IL 60093

Phone number

(312) 726-7324

Established

Illinois since 09/27/1984

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BERNARDI, RONALD PIACENTINI	PRESIDENT & CEO & CCO	726070
BERNARDI, MATTHEW P	VICE PRESIDENT	5545410
BERNARDI, THOMAS P	VICE PRESIDENT	6419579
BIONDI, ROBERT	VICE PRESIDENT	716281
LANDIS, MICHELLE BERNARDI	SECRETARY	1328867
BERNARDI, EDWARD	CHAIRMAN OF THE BOARD	19817
EVENSKY, LISA M	FINANCIAL OPERATIONS PRINCIPAL	6373192
IRISH, JEFFREY DAVID	VICE PRESIDENT	2228055
VAIL, ROBERT PATRICK	SENIOR VICE PRESIDENT	3086104
VEZZETTI, JOHN M	VICE PRESIDENT	5736210

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John C. Pirnat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John C Pirnat's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST EMPIRE SECURITIES, INC.

OPPENHEIMER & CO. INC.

SECURITIES AMERICA, INC.

SPROTT GLOBAL RESOURCE INVESTMENTS LTD

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/2003

Series 52TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/5/2003

Series 7

Date: 5/3/2003

Series 53

Date: 8/25/2011

Series 24

Date: 5/9/2005

FINRA

Current Firm

BERNARDI SECURITIES, INC.

Contact information

FINRA licenses (45 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BERNARDI SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors