Aran G. Sahagun
FINANCIAL MANAGEMENT NETWORK
Mission Viejo, CA 92691
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CRD#: 4621177
Professional summary
Aran Garis Sahagun, who also goes by Aran Garis Shahagun, is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Aran is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Aran has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Aran G. Sahagun, CRPS®, CPFA® is affiliated with Financial Management Network, an independent fee based financial planning firm. Financial Management Network is also a member of Retirement Plan Advisor Group, an independent practice management group.
Aran has 20 years' experience as an Investment Advisor representative. He is a 401(k) advisor and fiduciary. His first 401(k) plan installation was in 1999 and since then has provided investment, fiduciary and plan design consulting to retirement plan sponsors. He has assisted small, medium and large companies with their retirement plans and has worked with major vendors, insurance companies, mutual funds, banks and trust companies. His primary responsibilities include service provider reviews, plan fee and cost evaluations, investment menu design, plan monitoring and employee education.
Aran works closely with employers to assist in educating employees on the importance of saving for retirement. He understands plan compliance and assists employers in fulfilling their Fiduciary responsibilities.
Aran is a native Californian. He resides in Mission Viejo with his family. He enjoys biking, hiking, tools and community service.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aran Garis Shahagun
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
S Corp used for all income from FMN & FMNCC; President; 01/2022; Mission Viejo, CA; S Corp will receive all pay Aran from FMN/FMNCC only; APPOINTED AGENT OF VARIOUS INSURANCE COMPANIES CA INSURANCE LICENSE - LIFE/HEALTH/VARIABLE PRODUCTS FMN Centerpointe West LLC- LLC created to purchase commercial real estate; minority owner- 5%
CRS (Client Relationship Summary) - RIA
Click below to view Aran Garis Sahagun's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2017 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
April 24, 2017 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Past
April 4, 2017 - June 14, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
IRVINE, CA
Past
April 3, 2017 - June 14, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
IRVINE, CA
Past
July 15, 2015 - April 6, 2017
TRIAD ADVISORS LLC
BD
CRD#: 25803
Lake Forest, CA
Past
February 26, 2015 - April 25, 2017
WMBC
RIA
CRD#: 124462
LAKE FOREST, CA
Past
January 17, 2007 - December 31, 2014
WMBC
RIA
CRD#: 124462
LAKE FOREST, CA
Past
September 19, 2003 - July 15, 2015
VALMARK SECURITIES, INC.
BD
CRD#: 31243
AKRON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/9/2019)
RR
Arkansas(6/30/2023)
RR
California(4/25/2017)
IAR
California(4/25/2017)
RR
Florida(4/15/2022)
RR
Utah(1/7/2020)
RR
Virginia(3/30/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
