Jason Z. Timpe

SCHWAB WEALTH ADVISORY

Denver, CO

Some features on this profile are disabled

CRD#: 4620642

Professional summary

Jason Zachary Timpe, CFP® is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Denver, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Turo - Not Investment Related - 116 New Montgomery Street, San Francisco, OH 94105, Car Rental, Car Owner/Host - Not yet Started, Less than 20. 0 hours during securities trading hours. Car rental app. I would like to rent my car when i don't use it.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Zachary Timpe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

May 6, 2020 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Denver, CO

Current

May 6, 2020 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 9800 Schwab Way, Lone Tree, CO 80124

RIA

CRD#: 5393

Lone Tree, CO

Past

October 9, 2018 - March 26, 2020

POLARIS WEALTH ADVISORY GROUP

RIA

CRD#: 158718

San Rafael, CA

Past

July 13, 2018 - October 22, 2018

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

April 9, 2010 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SAN FRANCISCO, CA

Past

January 5, 2004 - October 19, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SAN FRANCISCO, CA

Past

March 7, 2003 - March 28, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLANTATION, FL

Past

February 12, 2003 - March 28, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 12, 2003 - March 28, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/14/2020)

Arkansas
(8/13/2025)

California
(5/6/2020)

Colorado
(5/6/2020)

IAR

Colorado
(5/6/2020)

Connecticut
(2/7/2024)

Florida
(9/23/2020)

Georgia
(9/23/2020)

Idaho
(6/23/2022)

Illinois
(10/24/2023)

Iowa
(12/18/2020)

Kansas
(8/18/2020)

Maryland
(2/7/2024)

Massachusetts
(5/9/2020)

Minnesota
(10/24/2023)

Missouri
(8/18/2020)

Montana
(12/19/2022)

Nebraska
(9/2/2020)

New Jersey
(2/7/2024)

New Mexico
(10/15/2025)

New York
(8/20/2020)

North Carolina
(12/16/2020)

North Dakota
(3/7/2024)

Ohio
(8/18/2020)

Oregon
(2/7/2024)

South Carolina
(10/29/2020)

South Dakota
(2/28/2025)

Tennessee
(5/9/2020)

Texas
(6/4/2020)

IAR

Texas
(1/10/2021)

Utah
(9/23/2020)

Virginia
(5/9/2020)

Washington
(2/7/2024)

Wisconsin
(3/7/2024)

Wyoming
(11/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/8/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/11/2003

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason Z. Timpe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Zachary Timpe's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

POLARIS WEALTH ADVISORY GROUP

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/8/2010

SIE

Date: 10/1/2018

Series 7

Date: 2/11/2003

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

Similar Advisors