Paul G. Maguire
Professional summary
Paul Gerard Maguire, who also goes by Paul Maguire, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2000. Paul has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO, Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Gerard Maguire's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave., New York, NY 10017July 29, 2009 - October 10, 2011
RAYMOND C. FORBES & CO., INC.
February 20, 2007 - October 13, 2010
NATIVEONE INSTITUTIONAL TRADING, LLC.
March 3, 2000 - April 20, 2006
LABRANCHE & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2024)
(4/24/2024)
(2/6/2024)
(5/27/2024)
Exams
Series 6TO
Date: 3/25/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 82TO
Date: 2/5/2024
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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