David R. Shucavage

AE WEALTH MANAGEMENT

Wilmington, NC 28401

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CRD#: 4620299

Professional summary

David Ray Shucavage is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Wilmington, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ROGO MANAGEMENT DBA CAROLINA ESTATE PLANNERS. INVESTMENT RELATED. INSURANCE SALES. 620 MARKET ST. WILMINGTON, NC 28401. 120 HOURS/MONTH, 120 HOURS/TRADING. SELL INSURANCE AND FIXED ANNUITIES 2) RETIREMENT ELEVATED AND FMT. NOT INVESTMENT RELATED. 620 MARKET STREET. WILMINGTON, NC 28401. LECTURER. 8 HOURS/MONTH, 0 HOURS/TRADING. RETIREMENT COURSEWORK. 3) Precious Metal Sales; Yes, Investment Related; 2 Division St E, Ste 201, Buffalo MN 55313; Referrals; Start Date 09/2024; Approx. 01 hours a month; Approx. 01 hours during trading; Right now I just refer people to them when the person expresses an interest in owning gold

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ray Shucavage's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2017 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 620 Market St, Wilmington, NC 28401

RIA

CRD#: 282580

Wilmington, NC

Past

March 11, 2015 - January 13, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

WILMINGTON, NC

Past

September 26, 2012 - March 9, 2015

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

WILMINGTON, NC

Past

September 2, 2010 - September 17, 2012

FA ADVISOR NETWORK, LLC.

RIA

CRD#: 154304

WILMINGTON, NC

Past

July 6, 2006 - August 16, 2010

USA WEALTH MANAGEMENT LLC

RIA

CRD#: 122082

WILMINGTON, NC

Past

January 20, 2003 - October 5, 2004

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/11/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/2003

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Shucavage

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ray Shucavage's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

REDHAWK WEALTH ADVISORS, INC.

FA ADVISOR NETWORK, LLC.

USA WEALTH MANAGEMENT LLC

AMERITAS INVESTMENT COMPANY, LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/11/2003

Series 7

Date: 1/17/2003

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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