Sandra Aguirre Piza

VON BORSTEL & ASSOCIATES

The Dalles, OR 97058

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CRD#: 4619906

Professional summary

Sandra Aguirre Piza, who also goes by Sandra Aguirre, Sandra Hernandez, is a registered financial advisor currently at VON BORSTEL & ASSOCIATES located in The Dalles, Oregon.

Sandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Sandra has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandra Aguirre | Sandra Hernandez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Aguirre Piza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2023 - Present

VON BORSTEL & ASSOCIATES

Office #1: 308 E 3rd Street, The Dalles, OR 97058

RIA

CRD#: 309746

The Dalles, OR

Past

July 16, 2014 - April 21, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

THE DALLES, OR

Past

July 24, 2006 - August 12, 2020

LPL FINANCIAL LLC

CRD#: 6413

THE DALLES, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VON BORSTEL & ASSOCIATES

VON BORSTEL & ASSOCIATES | VON BORSTEL & ASSOCIATES, INC.

CRD#: 309746 / SEC#: 801-119041

RIA

Registered Investment Advisory firm - (7/31/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2022

General Securities Principal Examination

Current Firm

VON BORSTEL & ASSOCIATES

VON BORSTEL & ASSOCIATES | VON BORSTEL & ASSOCIATES, INC.

CRD#: 309746 / SEC#: 801-119041

RIA

Registered Investment Advisory firm - (7/31/2020 Approved)

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Contact information

Main Address

308 E 3rd Street, The Dalles, OR 97058

Mailing Address

Phone number

(541) 296-6669

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,158
AUM (Assets Under Management)	$ 576,356,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sandra Aguirre Piza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Aguirre Piza's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

VON BORSTEL & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2023

Series 63

Date: 8/14/2006

Series 7TO

Date: 12/22/2022

SIE

Date: 10/1/2018

Series 7

Date: 7/22/2006

Series 24

Date: 12/22/2022

Current Firm

VON BORSTEL & ASSOCIATES

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VON BORSTEL & ASSOCIATES

TRUST BUT VERIFY

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