Craig C. Rumbaugh
Professional summary
Craig Carleton Rumbaugh was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Craig is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Craig had worked at 4 firms, which includes RUMBAUGH FINANCIAL INC, VOYA FINANCIAL ADVISORS INC., HORNOR TOWNSEND & KENT LLC, 1ST GLOBAL CAPITAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2013 - December 31, 2020
RUMBAUGH FINANCIAL INC
August 20, 2008 - September 13, 2013
VOYA FINANCIAL ADVISORS, INC.
June 27, 2008 - September 13, 2013
VOYA FINANCIAL ADVISORS, INC.
January 11, 2007 - May 30, 2008
VOYA FINANCIAL ADVISORS, INC.
August 30, 2005 - December 5, 2006
HORNOR, TOWNSEND & KENT, LLC
February 3, 2003 - December 18, 2003
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
RUMBAUGH FINANCIAL INC
CRD#: 168680 / SEC#:
Contact information
Red Flags
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