Stephen D. Weinress
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen David Weinress was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1970. Stephen had worked at 7 firms and has passed the Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2002 - September 6, 2005
MERRIMAN CAPITAL, INC.
June 18, 1984 - October 25, 2002
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
January 4, 1983 - April 27, 1984
MONTGOMERY SECURITIES
October 16, 1980 - October 3, 1983
BRIDGE TRADING COMPANY
September 20, 1974 - September 4, 1978
HAPOALIM SECURITIES USA, INC.
May 13, 1974 - October 9, 1974
DREXEL BURNHAM LAMBERT INCORPORATED
June 4, 1970 - June 9, 1974
FISHER CORP. (MERGED DREXEL '79)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 12/12/1968
General Securities Principal ExaminationSeries 1
Date: 12/12/1968
Registered Representative ExaminationCurrent Firm
MERRIMAN CAPITAL, INC.
CRD#: 18296 / SEC#: , 8-36420
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
