MT
Mark A. Thompson
THOMPSON INVESTMENT ADVISORS
Louisville, KY 40204-4270
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CRD#: 4619741
MT
Professional summary
Mark Anthony Thompson is a registered financial advisor currently at THOMPSON INVESTMENT ADVISORS located in Louisville, Kentucky.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mark has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARK THOMPSON OWNS 100% OF CERTAIN LEASED RESIDENTIAL AND OFFICE REAL ESTATE IN LOUISVILLE KY. HE DEVOTES NOMINAL TIME AS NEEDED TO THE MANAGEMENT THEREOF. MARK THOMPSON IS A MINORITY OWNER OF WHITECLOUD TECHNOLOGIES, LLC, BASED IN LOUISVILLE KY, IS ENGAGED IN INVENTIONS AND MARKETING OF MEDICAL SPINE DEVICES. HE IS NOT AN OFFICER, DIRECTOR OR EMPLOYEE THEREOF AND DEVOTES NOMINAL TIME TO THE COMPANY.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Anthony Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2011 - Present
THOMPSON INVESTMENT ADVISORS
Office #1: 1000 Cherokee Road, Louisville, KY 40204-4270RIA
CRD#: 124034
Louisville, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(3/9/2011)
Exams
Current Firm
TI
THOMPSON INVESTMENT ADVISORS
THOMPSON INVESTMENT ADVISORS | THOMPSON INVESTMENT ADVISORS, INC.
CRD#: 124034 / SEC#:
Indiana
Registered Investment Advisory firm - (11/9/2021 Approved)Kentucky
Registered Investment Advisory firm - (4/12/1991 Approved)Minnesota
Registered Investment Advisory firm - (12/12/2024 Approved)Tennessee
Registered Investment Advisory firm - (11/15/2022 Approved)Texas
Registered Investment Advisory firm - (3/24/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1000 Cherokee Road, Louisville, KY 40204-4270
Mailing Address
Phone number
(502) 473-1000
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 403 |
| AUM (Assets Under Management) | $ 77,200,292 |
Red Flags
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Company Information
THOMPSON INVESTMENT ADVISORS
CRD#: 124034Louisville, KY 40204-4270TRUST BUT VERIFY
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