DG
Dana D. Greathouse
APOLLON WEALTH MANAGEMENT
SPRINGFIELD, MO 65809
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CRD#: 4619600
DG
Professional summary
Dana Dorene Greathouse, who also goes by Dana Dorene Greathouse, Dana Dorene Williams, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Springfield, Missouri.
Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Dana has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dana Dorene Greathouse | Dana Dorene Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Amazon, Non-Investment Related, 2960 N Martin Ave, Springfield, MO. 65803, Delivery Driving, Amazon Flex Driver, 04/2022, Appx. 32 Hrs/Mnth, Delivering amazon packages to customers in the Springfield area. 2) Bass Pro Shops; Non-Investment Related; 1 Bass Pro Dr, , Springfield, MO. 65807; Club Outfitter; 07/2022; Approximately 64 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Dana Dorene Greathouse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2021 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 4411 E. Sunshine Suite B, Springfield, MO 65809RIA
CRD#: 291902
SPRINGFIELD, MO
Past
May 30, 2019 - February 12, 2021
CASCADE FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 119030
DENVER, CO
Past
April 15, 2016 - May 15, 2019
BOK FINANCIAL PRIVATE WEALTH, INC.
RIA
CRD#: 106733
Denver, CO
Past
July 22, 2013 - March 18, 2016
PROSPERA FINANCIAL SERVICES, INC.
RIA
CRD#: 10740
EUREKA, CA
Past
July 22, 2013 - March 18, 2016
PROSPERA FINANCIAL SERVICES, INC.
BD
CRD#: 10740
EUREKA, CA
Past
January 3, 2013 - May 16, 2013
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SAN DIEGO, CA
Past
October 24, 2012 - May 6, 2013
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
EUREKA, CA
Past
July 9, 2007 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
EUREKA, CA
Past
June 7, 2007 - July 7, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
EUREKA, CA
Past
May 12, 2003 - April 26, 2006
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
ARCATA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(4/21/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APOLLON WEALTH MANAGEMENT, LLC
CRD#: 291902Springfield, MO 65809TRUST BUT VERIFY
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