RW
Robert W. Wachholz
PACKERLAND BROKERAGE SERVICES
WAUSAU, WI
Some features on this profile are disabled
CRD#: 4619539
RW
Professional summary
Robert William Wachholz is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Wausau, Wisconsin.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ~RIB MOUNTAIN FINANCIAL GROUP; INSURANCE SALES ~ START DATE 2004, TIME DEVOTED 50 HRS A MONTH, APPT W/ VARIOUS CO'S. PRODUCTS: FIXED ANNUITIES, LIFE, HEALTH & LTC. INVESTMENT RELATED. 2) WACHHOLZ PROPERTIES LLC 1775 FLAME FLOWER RD, WAUSAU, WI 54401 TITLE: MEMBER DUTIES: REAL ESTATE HOURS DEVOTED: 5 HOURS START DATE: 9/25/2015 3) WACHHOLZ PROPERTIES LLC 1775 FLANEFLOWER RD WAUSAU, WI 54401 TITLE: CONDO OWNER DUTIES: REAL ESTATE COLLECTION PARTIAL REVENUE WILD EAGLE LODGE 443 CHAIR O LAKES EAGLE RIVER, WI HOURS DEVOTED: 3 START DATE: 11/10/2015 NON IN INVESTMENT AND INSURANCE RELATED 4) WACHHOLZ PROPERTIES LLC 1775 FLAMEFLOWER RD WAUSAU, WI 54401 TITLE: BUILDING OWNER DUTIES: COLLECTION OF RENT REAL ESTATE 2703 RIB MOUNTAIN DR WAUSAU, WI 54401 HOURS DEVOTED: 3 START DATE: 12/1/2015 NON INVESTMENT OR INSURANCE RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Robert William Wachholz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert William Wachholz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2003 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #2: 227501 Rib Mountain Dr, Wausau, WI 54401RIA
BD
CRD#: 37031
WAUSAU, WI
Current
January 2, 2003 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 227501 Rib Mountain Dr, Wausau, WI 54401RIA
BD
CRD#: 37031
Wausau, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/1/2020)
IAR
Arizona(5/1/2023)
RR
Arkansas(3/8/2018)
RR
California(10/15/2020)
IAR
California(10/15/2020)
RR
Florida(10/4/2010)
IAR
Florida(12/3/2012)
RR
Georgia(3/8/2018)
IAR
Georgia(1/22/2020)
RR
Idaho(10/4/2011)
RR
Illinois(12/8/2004)
IAR
Illinois(8/27/2012)
RR
Iowa(7/18/2003)
RR
Massachusetts(3/6/2024)
IAR
Massachusetts(5/9/2024)
RR
Michigan(10/4/2011)
RR
Minnesota(4/13/2007)
IAR
Minnesota(11/24/2014)
RR
Mississippi(10/4/2011)
RR
Missouri(10/4/2011)
IAR
Missouri(3/22/2021)
RR
Montana(1/11/2021)
IAR
Montana(1/12/2021)
RR
Nevada(10/4/2011)
RR
New Hampshire(6/24/2020)
RR
New Jersey(5/9/2025)
RR
North Carolina(8/2/2022)
IAR
North Carolina(8/3/2022)
RR
North Dakota(3/8/2018)
RR
Ohio(1/16/2015)
IAR
Ohio(7/6/2015)
RR
South Carolina(3/8/2018)
RR
Tennessee(9/28/2023)
RR
Texas(10/4/2010)
IAR
Texas(3/19/2013)
RR
Utah(10/28/2021)
IAR
Utah(10/29/2021)
RR
Virginia(10/7/2021)
IAR
Virginia(10/9/2021)
RR
Wisconsin(2/3/2003)
IAR
Wisconsin(2/3/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
