Wallace Weiniger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wallace Weiniger was a registered financial professional .
Wallace is a previously registered financial professional and started their career in finance in 1968. Wallace had worked at 4 firms and has passed the Series 63, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 1996 - March 12, 1998
GIBRALTAR SECURITIES CO.
August 16, 1996 - August 29, 1996
HENNION & WALSH, INC.
February 22, 1994 - July 11, 1996
GIBRALTAR SECURITIES CO.
March 12, 1970 - May 4, 1990
INTERCONTINENTAL SECURITIES, INC.
March 5, 1968 - December 27, 1973
KURZ-LIEBOW & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/4/1966
Registered Representative ExaminationSeries 40
Date: 2/23/1976
Registered Principal ExaminationCurrent Firm
GIBRALTAR SECURITIES CO.
CRD#: 7093 / SEC#: , 8-19344
Contact information
Documents
Red Flags
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