James J. Cline, Jr

HENDERSON INVESTMENT ADVISORS

INDIANAPOLIS, IN 46240

Some features on this profile are disabled

CRD#: 4619451

Professional summary

James Joseph Cline, Jr is a registered financial advisor currently at HENDERSON INVESTMENT ADVISORS, LLC located in Indianapolis, Indiana.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 1 firm and has passed the Series 66 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

J&J LAND, LLC LM HENDERSON & COMPANY, PC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Cline, Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2006 - Present

HENDERSON INVESTMENT ADVISORS, LLC

Office #1: 450 E. 96th Street Suite 200, Indianapolis, IN 46240

RIA

CRD#: 122778

INDIANAPOLIS, IN

Past

January 14, 1999 - December 31, 2004

HENDERSON INVESTMENT ADVISORS, LLC

RIA

CRD#: 122778

INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/25/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/15/1998

Uniform Combined State Law Examination

Current Firm

HENDERSON INVESTMENT ADVISORS, LLC

CRD#: 122778 / SEC#:

Indiana

Registered Investment Advisory firm - (1/25/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

450 E. 96th Street Suite 200, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 566-1000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Brian Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Tammy Williams

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James J. Cline, Jr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Cline, Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

HENDERSON INVESTMENT ADVISORS, LLC

HENDERSON INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/15/1998

Current Firm

HENDERSON INVESTMENT ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

HENDERSON INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors