JL
Joseph W. Lucas
FBL WEALTH MANAGEMENT
West Des Moines, IA 50266
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CRD#: 4619350
JL
Professional summary
Joseph W Lucas, CFP®, who also goes by Joseph William Lucas, is a registered financial advisor currently at FBL WEALTH MANAGEMENT, LLC located in West Des Moines, Iowa and FBL MARKETING SERVICES, LLC located in Clarinda, Iowa.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph William Lucas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Bedford Community Schools; Not investment related; Coaching/Officiating/Bus Driving; 906 Penn, PO Box 234, Bedford, IA 50833; 08-1996; 2 hrs/mo; 0 hrs during trading. 2) Joseph William Lucas; Not investment related; Owner; 2415 ST Hwy 2, Bedford, IA 50833; Farming/Ranching; 40 acres farmland - rented; 08-2009; 4 hrs/mo; 0 hrs during trading. 3) Clarinda Comm. Schools; Not investment related; Coaching/Officiating; 423 E Nodaway, Clarinda, IA 51632; Official; 08-2018; 1 hr/mo; 0 hrs during trading. 4) FBL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 5400 UNIVERSITY AVE, WEST DES MOINES IA 50266; INVESTMENT ADVISORY AND FINANCIAL PLANNING; INVESTMENT ADVISER REPRESENTATIVE; DATE OF FBLWM RELEASE LETTER, UNTIL FURTHER NOTICE; Varied HOURS PER MONTH; Varied HOURS DEVOTED PER MONTH DURING TRADING HOURS; PROVIDE INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES TO CUSTOMERS; FEE BASED, HOURLY RATE. 5) Farm Bureau Bank - Referral fees.� Not investment related.� May receive compensation for referrals made to Farm Bureau Bank.� Start Date - since agreements were established.� Less than 1 hr. a month during securities trading hours. 6) FARM BUREAU LIFE AND AFFILIATES; NOT INVESTMENT RELATED; 5400 UNIVERSITY AVE, WDM IA; SELLING INSURANCE; 01-14-2020. 7) Farm Credit Services of America, not investment related, Nominating committee. PO Box 2409, Omaha, NE 68103-2409. Duties: select candidates for open director positions. Start date June 2022. 6 hrs in June and July 2022. 0 during securities trading hours. 8) Kuemper Catholic School System; Not Investment Related; 116 South East St, Carroll, IA, 51401, United States; Athletics; Sports Official; Start ,8/31/2024; 0 hours per month; 0 hours per month during trading hours; Other Compensation; "Referee/Official for high school athletics, compensation is per sporting event and ranges ($100 - $150). I officiating one football for Kuemper in 2024. I have no other scheduled events at Kuemper." 9) Boa Safra Ag; Not Investment Related; 913 Nishnabotna Dr., Manning, IA, 51455, United States; Help landowners uncover tax deductions for cropland, ranchland, and timberland; Referral Source; Start 3/29/2025; 1 hours per month; 0 hours per month during trading hour; Other Compensation; Referral source only, no sales or processing. Referral on a name and phone, if the referral decides to work with Boa Safra approximate compensation would be about $2.00 per acre. Clients could use this in estate, financial, and tax planning. The client would hire Boa Safra to complete information for the possible tax deduction.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph W Lucas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
January 30, 2020 - Present
FBL WEALTH MANAGEMENT, LLC
Office #1: 5400 University Ave, West Des Moines, IA 50266RIA
CRD#: 291396
West Des Moines, IA
Current
January 30, 2020 - Present
FBL MARKETING SERVICES, LLC
Office #1: 100 E Stuart St, Clarinda, IA 51632BD
CRD#: 5309
Clarinda, IA
Past
January 2, 2015 - January 28, 2020
EDWARD JONES
RIA
CRD#: 250
CLARINDA, IA
Past
September 19, 2014 - January 28, 2020
EDWARD JONES
BD
CRD#: 250
CLARINDA, IA
Past
January 2, 2003 - September 16, 2014
FBL MARKETING SERVICES, LLC
BD
CRD#: 5309
BEDFORD, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FBL WEALTH MANAGEMENT, LLC
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
RIA
Registered Investment Advisory firm - (6/18/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/5/2020)
IAR
Colorado(10/5/2020)
RR
Indiana(1/30/2020)
IAR
Indiana(1/30/2020)
RR
Iowa(1/30/2020)
IAR
Iowa(1/30/2020)
RR
Kansas(8/5/2020)
IAR
Kansas(8/5/2020)
RR
Missouri(1/30/2020)
IAR
Missouri(1/30/2020)
RR
Nebraska(1/30/2020)
IAR
Nebraska(2/12/2020)
RR
South Dakota(5/26/2023)
IAR
South Dakota(5/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FBL WEALTH MANAGEMENT, LLC
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
RIA
Registered Investment Advisory firm - (6/18/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5400 University Avenue, West Des Moines, IA 50266
Mailing Address
Phone number
(515) 225-5400
Established
Firm type
Fiscal year end
# of Employees
177
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 8,654,949 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396West Des Moines, IA 50266TRUST BUT VERIFY
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