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Palomba Charach Weingarten

CRD# 461930·Registered 1974 - 1997
Previously Registered: Being a previously registered professional could mean that Palomba is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Palomba Charach Weingarten, who also goes by Palomba Weingarten, was a registered financial advisor. Palomba was a previously registered financial professional and started their career in finance 1974 - 1997. Palomba had worked at 4 firms and has passed the Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Palomba Weingarten

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

ASTRA FUND DISTRIBUTORS CORP.·CRD# 6930
BD
Los Angeles, CA
June 10, 1986 - September 4, 1997
MORGAN STANLEY DW INC.·CRD# 7556
BD
February 24, 1978 - May 17, 1982
REYNOLDS SECURITIES, INC.·CRD# 712
BD
February 27, 1975 - February 24, 1978
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
June 26, 1974 - May 15, 1975

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Current Firm

AF
ASTRA FUND DISTRIBUTORS CORP.

ASTRA DISTRIBUTORS CORP. | WILLIAM JENNINGS & CO., INC. | PILGRIM DISTRIBUTORS CORP. | PILGRAM DISTRIBUTORS CORP. | ASTRA FUND DISTRIBUTORS CORP.

CRD#: 6930 / SEC#: 8-8212
BD
Terminated by SEC on 12/09/1997

Contact Information

Established

New Jersey since 01/19/1960

Firm Type

Corporation

Fiscal Year End

April

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Jun 1974

Series 24 — General Securities Principal Examination

Passed May 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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