Palomba C. Weingarten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Palomba Charach Weingarten, who also goes by Palomba Weingarten, was a registered financial professional .
Palomba is a previously registered financial professional and started their career in finance in 1974. Palomba had worked at 4 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 1986 - September 4, 1997
ASTRA FUND DISTRIBUTORS CORP.
February 24, 1978 - May 17, 1982
MORGAN STANLEY DW INC.
February 27, 1975 - February 24, 1978
REYNOLDS SECURITIES, INC.
June 26, 1974 - May 15, 1975
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/24/1974
Registered Representative ExaminationCurrent Firm
ASTRA FUND DISTRIBUTORS CORP.
CRD#: 6930 / SEC#: , 8-8212
Contact information
Documents
Red Flags
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