Christina M. Arguelles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Maria Arguelles, who also goes by Christina Arguelles, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 2003. Christina had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2022 - January 12, 2024
SNOWDEN ACCOUNT SERVICES LLC
June 9, 2010 - February 23, 2022
MORGAN STANLEY
May 21, 2010 - February 23, 2022
MORGAN STANLEY
January 21, 2009 - June 3, 2010
BARCLAYS CAPITAL INC.
September 22, 2008 - June 3, 2010
BARCLAYS CAPITAL INC.
March 17, 2008 - October 15, 2008
LEHMAN BROTHERS INC.
January 16, 2003 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SNOWDEN ACCOUNT SERVICES LLC
CRD#: 149794 / SEC#: , 8-68188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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