Alberto Vasquez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alberto Vasquez III, who also goes by Alberto Vasquez, Skip Vasquez, was a registered financial professional .
Alberto is a previously registered financial professional and started their career in finance in 2003. Alberto had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2005 - June 19, 2015
USAA FINANCIAL PLANNING SERVICES
January 3, 2005 - June 19, 2015
USAA FINANCIAL ADVISORS, INC.
September 29, 2003 - October 12, 2004
EQUITABLE ADVISORS, LLC
June 23, 2003 - October 12, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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