Rodolfo Dunin

INVEX ADVISORS LLC

Coral Gables, FL 33134

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CRD#: 4619135

Professional summary

Rodolfo Dunin, who also goes by Rodolfo De Almeida Agueda, Rodolfo De Almeida, Rodolfo De Almeida Agueda, Rodolfo Dunin Borkowsky, Rodolfo Dunin-borkowsky, is a registered financial advisor currently at INVEX ADVISORS LLC located in Coral Gables, Florida and INVEX, LLC. located in Coral Gables, Florida.

Rodolfo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Rodolfo has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rodolfo De Almeida Agueda | Rodolfo De Almeida | Rodolfo De Almeida Agueda | Rodolfo Dunin Borkowsky | Rodolfo Dunin-Borkowsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Landlord to residential properties - passive

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodolfo Dunin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2019 - Present

INVEX ADVISORS LLC

Office #1: 2 Alhambra Plaza Ste. Ph Ii, Coral Gables, FL 33134

RIA

CRD#: 164519

Coral Gables, FL

Current

September 19, 2019 - Present

INVEX, LLC.

Office #1: 2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134

CRD#: 30032

Coral Gables, FL

Past

June 23, 2014 - August 9, 2019

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

June 18, 2014 - August 9, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

June 3, 2014 - August 9, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

May 23, 2013 - June 5, 2014

FINANTIA USA INC.

CRD#: 39120

NEW YORK, NY

Past

October 21, 2009 - January 8, 2013

EFG CAPITAL INTERNATIONAL

CRD#: 40118

MIAMI, FL

Past

December 4, 2006 - October 6, 2009

BRICKELL GLOBAL MARKETS, INC.

CRD#: 104316

MIAMI, FL

Past

May 26, 2006 - November 20, 2006

HSBC SECURITIES (USA) INC.

CRD#: 19585

CORAL GABLES, FL

Past

March 21, 2003 - November 15, 2004

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVEX ADVISORS LLC

CRD#: 164519 / SEC#: 801-108084

RIA

Registered Investment Advisory firm - (7/5/2016 Approved)

Florida

Registered Investment Advisory firm - (8/1/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/19/2019)

IAR

Florida
(10/16/2019)

New York
(9/19/2019)

Texas
(9/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INVEX ADVISORS LLC

CRD#: 164519 / SEC#: 801-108084

RIA

Registered Investment Advisory firm - (7/5/2016 Approved)

Florida

Registered Investment Advisory firm - (8/1/2016 Terminated)

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Contact information

Main Address

2 Alhambra Plaza Ste. Ph Ii, Coral Gables, FL 33134

Mailing Address

Phone number

(786) 425-1717

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVEX ADVISORS ADV PART 2A BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 659,605,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rodolfo Dunin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodolfo Dunin's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVEX, LLC.

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

FINANTIA USA INC.

EFG CAPITAL INTERNATIONAL

BRICKELL GLOBAL MARKETS, INC.

HSBC SECURITIES (USA) INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

INVEX ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/19/2003

FINRA

Current Firm

INVEX ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVEX ADVISORS LLC

TRUST BUT VERIFY

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