Scott Offerman
Professional Summary
Scott Offerman, who also goes by Scott Offerman, Scott David Offerman, is a registered financial advisor currently at 1031 SECURITIES INC. located in New York, New York. Scott is registered as a RR (Registered Representative) and started their career in finance in 2003. Scott has worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Offerman, Scott David Offerman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
1031 SECURITIES INC. | 1031 SECURITIES, LLC
Contact Information
Main Address
5245 Clyde Rd., Howell, MI 48855Mailing Address
5245 Clyde Rd., Howell, MI 48855Phone Number
(248) 761-6027Established
Michigan since 03/27/2023Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/2/2024)
(3/20/2024)
(4/1/2024)
(4/3/2025)
(4/4/2024)
(4/22/2024)
(5/29/2024)
(8/12/2024)
(4/26/2024)
(4/2/2024)
(3/20/2024)
(3/29/2024)
(9/13/2024)
(6/18/2025)
(8/19/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Jul 2004About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2003About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott Offerman's CRS (Customer Relationship Summary).
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