Paul T. Croft

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CRD#: 4619082

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Thomas Croft, who also goes by Paul T Croft, was a registered financial advisor .

Paul is a previously registered financial advisor and started their career in finance in 2005. Paul had worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul T Croft

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 6, 2014 - June 15, 2015

CONTEGO CAPITAL GROUP, INC.

RIA

CRD#: 128518

MINNEAPOLIS, MN

Past

December 16, 2013 - November 10, 2014

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

MINNEAPOLIS, MN

Past

June 24, 2005 - November 20, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONTEGO CAPITAL GROUP, INC.

CRD#: 128518 / SEC#: 801-113844

RIA

Registered Investment Advisory firm - (8/17/2018 Approved)

Arizona

Registered Investment Advisory firm - (12/1/2015 Terminated)

Colorado

Registered Investment Advisory firm - (12/31/2015 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (8/29/2018 Terminated)

Montana

Registered Investment Advisory firm - (12/1/2015 Terminated)

North Dakota

Registered Investment Advisory firm - (8/28/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/10/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/22/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/23/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONTEGO CAPITAL GROUP, INC.

CRD#: 128518 / SEC#: 801-113844

RIA

Registered Investment Advisory firm - (8/17/2018 Approved)

Arizona

Registered Investment Advisory firm - (12/1/2015 Terminated)

Colorado

Registered Investment Advisory firm - (12/31/2015 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (8/29/2018 Terminated)

Montana

Registered Investment Advisory firm - (12/1/2015 Terminated)

North Dakota

Registered Investment Advisory firm - (8/28/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/10/2004 Terminated)

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Contact information

Main Address

5354 Parkdale Drive Suite 103, Minneapolis, MN 55416

Mailing Address

Phone number

(952) 697-2570

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	121
AUM (Assets Under Management)	$ 73,270,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul T. Croft

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CONTEGO CAPITAL GROUP, INC.

GRADIENT ADVISORS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

CONTEGO CAPITAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/2005

Series 6

Date: 6/23/2005

Current Firm

CONTEGO CAPITAL GROUP, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONTEGO CAPITAL GROUP, INC.

TRUST BUT VERIFY

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