Susan M. Rourke

1620 INVESTMENT ADVISORS

PLYMOUTH, MA 02360

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CRD#: 4618942

Professional summary

Susan Mary Rourke is a registered financial advisor currently at 1620 INVESTMENT ADVISORS, INC. located in Plymouth, Massachusetts.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Susan has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Mary Rourke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2002 - Present

1620 INVESTMENT ADVISORS, INC.

Office #1: 36 Cordage Park Circle Suite 217, Plymouth, MA 02360

RIA

CRD#: 119262

PLYMOUTH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

1620 INVESTMENT ADVISORS, INC.

CRD#: 119262 / SEC#: 801-63977

RIA

Registered Investment Advisory firm - (2/24/2005 Approved)

Massachusetts

Registered Investment Advisory firm - (3/9/2005 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/18/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/6/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

1620 INVESTMENT ADVISORS, INC.

CRD#: 119262 / SEC#: 801-63977

RIA

Registered Investment Advisory firm - (2/24/2005 Approved)

Massachusetts

Registered Investment Advisory firm - (3/9/2005 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/18/2005 Terminated)

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Contact information

Main Address

36 Cordage Park Circle Suite 217, Plymouth, MA 02360

Mailing Address

Phone number

(508) 830-4778

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

1620 DISCLOSURE BROCHURE AND SUPPLEMENTS (3/25/2025)

Regulatory assets under management

Total Number of Accounts	557
AUM (Assets Under Management)	$ 196,073,950

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Susan M. Rourke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Mary Rourke's CRS (Customer Relationship Summary).

Certified licenses

Experience

1620 INVESTMENT ADVISORS, INC.

Primary Firm SEC Registration

1620 INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Current Firm

1620 INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

1620 INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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