JM
John J. Meraz
CENTAURUS FINANCIAL
El Paso, TX 79925
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CRD#: 4618895
JM
Professional summary
John Jacob Meraz, who also goes by Jacob Meraz, Jake Meraz, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in El Paso, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. John has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Meraz | Jake Meraz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MERAZ WEALTH MANAGEMENT, INVESTMENT RELATED, 9434 VISCOUNT, SUITE #232, EL PASO, TX 79925, FOR PURPOSES OF MARKETING AND ADVERTISING INSURANCE AND FIXED ANNUITIES, DEVOTED TIME IS 20 HOURS A MONTH. 2. MOUNTAIN STAR SPORTS POSITION: Coach NATURE: Sports INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: null START DATE: 02/21/2021 ADDRESS: 1 Ballpark Plaza, El Paso TX 79901, United States DESCRIPTION: Head soccer coach
CRS (Client Relationship Summary) - RIA
Click below to view John Jacob Meraz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Jacob Meraz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 9434 Viscount Blvd. Suite #232, El Paso, TX 79925RIA
BD
CRD#: 30833
El Paso, TX
Current
March 23, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 9434 Viscount Blvd. Suite #232, El Paso, TX 79925RIA
BD
CRD#: 30833
El Paso, TX
Past
October 13, 2009 - March 26, 2010
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
EL PASO, TX
Past
January 28, 2009 - March 26, 2010
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
EL PASO, TX
Past
October 22, 2007 - January 21, 2009
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
EL PASO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/19/2016)
RR
New Mexico(3/23/2010)
IAR
New Mexico(7/1/2013)
RR
Texas(3/23/2010)
IAR
Texas(3/23/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833El Paso, TX 79925TRUST BUT VERIFY
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