Keith E. Pettus
Professional summary
Keith Edward Pettus, who also goes by Keith Pettus, is a registered financial professional currently at CRUX CAPITAL SECURITIES, LLC located in New York, New York.
Keith is registered as a RR (Registered Representative) and started their career in finance in 2003. Keith has worked at 8 firms and has passed the Series 63, Series 66, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Edward Pettus's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2026 - Present
CRUX CAPITAL SECURITIES, LLC
Office #1: 809 Broadway 5th Floor, New York, NY 10003October 9, 2013 - August 29, 2018
FINANCIAL WEST GROUP
November 24, 2010 - July 26, 2013
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
June 17, 2009 - May 14, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
December 12, 2005 - February 27, 2008
CION SECURITIES, LLC
June 13, 2005 - July 22, 2005
PIPER SANDLER & CO.
June 13, 2005 - July 22, 2005
PIPER SANDLER & CO.
March 31, 2003 - September 3, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
March 14, 2003 - September 3, 2003
IDS LIFE INSURANCE COMPANY
March 14, 2003 - September 3, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 7/2/2026
Investment Banking Registered Representative ExaminationSeries 55
Date: 11/25/2009
Limited Representative-Equity Trader ExamFINRA
Current Firm
CRUX CAPITAL SECURITIES, LLC
CRD#: 336464 / SEC#: , 8-71382
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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