Reginald W. Berg

MFS FUND DISTRIBUTORS

BOSTON, MA 02199

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CRD#: 4618557

Professional summary

Reginald Wallace Berg, who also goes by Reggie Berg, Reginald W Berg, is a registered financial professional currently at MFS FUND DISTRIBUTORS, INC. located in Boston, Massachusetts.

Reginald is registered as a RR (Registered Representative) and started their career in finance in 2003. Reginald has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Reggie Berg | Reginald W Berg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Reginald Wallace Berg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2017 - Present

MFS FUND DISTRIBUTORS, INC.

Office #1: 111 Huntington Avenue, Boston, MA 02199

CRD#: 31052

BOSTON, MA

Past

December 3, 2012 - October 2, 2017

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

WAYNE, PA

Past

June 25, 2007 - December 3, 2012

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

May 12, 2003 - June 11, 2003

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MINNEAPOLIS, MN

Past

March 4, 2003 - June 11, 2003

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 23, 2003 - March 18, 2003

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(10/4/2017)

Exams

State Security Law Exam

Series 63

Date: 6/25/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/9/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/23/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MFS FUND DISTRIBUTORS, INC.

MFS FUND DISTRIBUTORS, INC. | MFS INVESTOR SERVICES, INC.

CRD#: 31052 / SEC#: , 8-45321

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

111 Huntington Avenue, Boston, MA 02199

Mailing Address

111 Huntington Avenue, Boston, MA 02199

Phone number

(617) 954-5000

Established

Delaware since 10/27/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MASSACHUSETTS FINANCIAL SERVICES COMPANY	PARENT COMPANY
GEREMIA, CAROL WILLIAM	DIRECTOR AND CHAIRMAN OF THE BOARD	1456883
HARDIN, HEIDI WALTER	SECRETARY	2619251
HUNT, MICHAEL ANDREW	CHIEF COMPLIANCE OFFICER	4150065
KEENAN, MICHAEL SEAN	PRESIDENT AND DIRECTOR	2324763
SMELSTOR, JOSEPH JOHN IV	TREASURER AND SENIOR GROUP CONTROLLER	6247186

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Reginald W. Berg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Reginald Wallace Berg's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARTFORD FUNDS DISTRIBUTORS, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/2007

Series 65

Date: 5/9/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/9/2016

Series 6

Date: 6/23/2007

FINRA

Current Firm

MFS FUND DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MFS FUND DISTRIBUTORS, INC.

TRUST BUT VERIFY

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