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WE

William T. Emerick

Some features on this profile are disabled
CRD#: 4618541
WE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Todd Emerick, who also goes by Todd Emerick, William T Emerick, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2003. William had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Todd Emerick | William T Emerick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 28, 2014 - December 31, 2015

EMERICK & COMPANY, LLC

RIA
CRD#: 149692
LEXINGTON, KY
Past

June 26, 2013 - January 16, 2014

MERIDIAN WEALTH MANAGEMENT, LLC

RIA
CRD#: 151523
LEXINGTON, KY
Past

April 14, 2010 - June 21, 2013

EMERICK & COMPANY, LLC

RIA
CRD#: 149692
LEXINGTON, KY
Past

March 12, 2009 - October 29, 2009

EMERICK & COMPANY, LLC

RIA
CRD#: 149692
LEXINGTON, KY
Past

January 17, 2008 - June 3, 2008

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA
CRD#: 13609
LEXINGTON, KY
Past

January 17, 2008 - June 3, 2008

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
LEXINGTON, KY
Past

October 10, 2007 - December 12, 2007

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
LEXINGTON, KY
Past

October 2, 2007 - December 12, 2007

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
LEXINGTON, KY
Past

April 19, 2007 - October 16, 2007

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
LEXINGTON, KY
Past

September 24, 2004 - February 6, 2006

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
LEXINGTON, KY
Past

February 20, 2003 - September 27, 2004

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/9/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/8/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/2003
General Securities Representative Examination

Current Firm

E&
EMERICK & COMPANY, LLC
BLUESTONE ADVISORS, LLC | EMERICK & COMPANY, LLC | EMERICK & COMPANY

CRD#: 149692 / SEC#:

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Contact information

Main Address
389 Elaine Drive, Lexington, KY 40504
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMERICK & COMPANY, LLC

CRD#: 149692

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