Thomas Bruno Bruce
Professional Summary
Thomas Bruno Bruce, who also goes by Thomas Bruce, is a registered financial advisor currently at MATRIX PRIVATE CAPITAL GROUP located in Chicago, Illinois. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Bruce
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
MATRIX INVESTMENT MANAGEMENT LLC | MATRIX WEALTH PARTNERS | MATRIX PRIVATE CAPITAL GROUP LLC | MATRIX PRIVATE CAPITAL GROUP
Contact Information
Main Address
500 West Madison Street Suite 1000, Chicago, IL 60661Phone Number
(312) 736-9572# of Employees
8SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
827AUM (Assets Under Management)
$560,983,684Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
MATRIX INVESTMENT MANAGEMENT LLC | MATRIX WEALTH PARTNERS | MATRIX PRIVATE CAPITAL GROUP LLC | MATRIX PRIVATE CAPITAL GROUP
State Registrations and Notice Filings
(8/14/2019)
(2/25/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2003About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Bruno Bruce's CRS (Customer Relationship Summary).
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