Thomas B. Bruce
Professional summary
Thomas Bruno Bruce, who also goes by Thomas Bruce, is a registered financial advisor currently at MATRIX PRIVATE CAPITAL GROUP located in Chicago, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Bruno Bruce's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2019 - Present
MATRIX PRIVATE CAPITAL GROUP
Office #1: 500 West Madison Street Suite 1000, Chicago, IL 60661June 1, 2009 - April 30, 2019
MORGAN STANLEY
June 1, 2009 - April 30, 2019
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 30, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
January 29, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
February 21, 2003 - January 16, 2004
DWS DISTRIBUTORS, INC.
Primary Firm SEC Registration
MATRIX PRIVATE CAPITAL GROUP
CRD#: 285531 / SEC#: 801-108654
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/14/2019)
(2/25/2020)
Exams
Current Firm
MATRIX PRIVATE CAPITAL GROUP
CRD#: 285531 / SEC#: 801-108654
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 830 |
| AUM (Assets Under Management) | $ 494,910,464 |
Red Flags
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