John C. Weiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Clarence Weiner JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 3 firms and has passed the F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 1973 - February 10, 1982
THOMAS P. REYNOLDS SECURITIES LTD.
October 14, 1971 - July 11, 1972
A. T. BROD & CO. INC.
July 20, 1970 - February 29, 1972
SHEARSON HAYDEN STONE INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 2/8/1973
Financial Principal ExaminationSeries 00
Date: 7/16/1970
General Securities Principal ExaminationCurrent Firm
THOMAS P. REYNOLDS SECURITIES LTD.
CRD#: 6414 / SEC#: , 8-26155
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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