John B. Noonan
Professional summary
John Brandon Noonan, who also goes by J. Brandon Noonan, J. Brandon Noonan, is a registered financial professional currently at SUMO CAPITAL, LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 3 firms and has passed the Series 57TO, SIE and Series 56 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Brandon Noonan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2024 - Present
SUMO CAPITAL, LLC
Office #1: 425 S. Financial Place 15th Floor, Chicago, IL 60605April 29, 2015 - May 1, 2024
CUTLER GROUP, LLC
February 17, 2011 - July 19, 2013
CUTLER GROUP, LLC
February 16, 2007 - January 29, 2010
GENESIS OPTIONS TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 57TO
Passed: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
NYSE Arca, Inc.
Current Firm
SUMO CAPITAL, LLC
CRD#: 146310 / SEC#: , 8-67809
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUMO PARTNERS LLC | MEMBER OF SUMO CAPITAL, LLC | |
| D'ANNA, WILLIAM ANTHONY | FINOP | 4744170 |
| D'ANNA, WILLIAM ANTHONY | PRINCIPAL FINANCIAL OFFICER | 4744170 |
| D'ANNA, WILLIAM ANTHONY | PRINCIPAL OPERATIONS OFFICER | 4744170 |
| GUTMAN, DANIEL | PRINCIPAL AND COO | 2903640 |
| THOMPSON, CHRISTINA | CHIEF COMPLIANCE OFFICER | 5720033 |
| TRAVIS, TERRENCE PATRICK | CONSULTANT - RISK MANAGER | 1545662 |
Disclosures
| Regulatory Event | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUMO CAPITAL, LLC
CRD#: 146310Chicago, IL 60605TRUST BUT VERIFY
Monitor John Noonan
Get automatic monthly alerts on:
