Marc D. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Douglas Robinson was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2003. Marc had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2010 - June 10, 2014
TD AMERITRADE, INC.
July 23, 2010 - June 10, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 23, 2010 - June 10, 2014
TD AMERITRADE, INC.
January 25, 2008 - December 31, 2008
CHARLES SCHWAB & CO., INC.
January 25, 2008 - August 11, 2009
CHARLES SCHWAB & CO., INC.
October 10, 2005 - January 16, 2008
STRATEGIC ADVISERS LLC
May 11, 2005 - January 16, 2008
FIDELITY BROKERAGE SERVICES LLC
April 7, 2003 - December 17, 2004
CHEVY CHASE FINANCIAL SERVICES
February 26, 2003 - December 17, 2004
CHEVY CHASE FINANCIAL SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
