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JL

Jay A. Lerman

PROGRESS ALLIANCE INVESTMENT SERVICES
Indianapolis, IN
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CRD#: 4618014
JL

Professional summary

Jay A Lerman is a registered financial advisor currently at PROGRESS ALLIANCE INVESTMENT SERVICES located in Indianapolis, Indiana.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jay has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay A Lerman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 25, 2006 - Present

PROGRESS ALLIANCE INVESTMENT SERVICES

RIA
CRD#: 122687
Indianapolis, IN
Past

October 4, 2010 - January 3, 2017

FIRST ALLIED ADVISORY SERVICES, INC.

RIA
CRD#: 137888
INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(7/25/2006)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/14/2002
Uniform Investment Adviser Law Examination

Current Firm

PA
PROGRESS ALLIANCE INVESTMENT SERVICES
JAY A. LERMAN | PROGRESS ALLIANCE INVESTMENT SERVICES | LERMAN FINANCIAL GROUP, INC. | LERMAN FINANCIAL GROUP | JAY A. LERMAN, M.S.I.A., R.I.A. | JAY A. LERMAN, M.S.I.A.

CRD#: 122687 / SEC#:

Indiana
Registered Investment Advisory firm - (10/27/2003 Approved)
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Contact information

Main Address
Indianapolis, IN
Mailing Address
Phone number
(317) 842-4544
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 984,969

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROGRESS ALLIANCE INVESTMENT SERVICES

CRD#: 122687Indianapolis, IN

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