Jerry K. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Keith Lynch was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 2003. Jerry had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2020 - March 24, 2025
PURSHE KAPLAN STERLING INVESTMENTS
August 12, 2014 - July 15, 2020
BROADSTONE SECURITIES
July 20, 2007 - July 30, 2014
SIGMA FINANCIAL CORPORATION
December 1, 2006 - July 24, 2007
QUESTAR CAPITAL CORPORATION
February 26, 2003 - December 1, 2006
USALLIANZ SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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