Steven A. Early
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Alan Early, CFP®, who also goes by Steve Early, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2003. Steven had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2007 - August 3, 2023
STEWARD WEALTH MANAGEMENT
February 11, 2003 - October 25, 2005
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEWARD WEALTH MANAGEMENT
CRD#: 143513 / SEC#: 801-68837
Contact information
Regulatory assets under management
| Total Number of Accounts | 337 |
| AUM (Assets Under Management) | $ 531,105,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
