KW
Kristen S. Wilson
INDEPENDENT FINANCIAL GROUP
Martinez, GA 30907
Some features on this profile are disabled
CRD#: 4617591
KW
Professional summary
Kristen Shrader Wilson, who also goes by Kristen Michelle Shrader, Kristen Shrader Wilson, Kristen Srader Wilson, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Martinez, Georgia.
Kristen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kristen has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristen Michelle Shrader | Kristen Shrader Wilson | Kristen Srader Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) KEYSTONE FINANCIAL SERVICES POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 200 START DATE: 02/12/2018 ADDRESS: 3714 Executive Center Drive, Martinez GA 30907, United States DESCRIPTION: REGISTERED REPRESENTATIVE OF DBA KEYSTONE FINANCIAL SERVICES, LLC USED FOR MARKETING PURPOSES. (2) KEYSTONE FOUNDATION OF FINANCIAL EDUCATION POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2007 ADDRESS: 3714 Executive Center Drive, Martinez GA 30907, United States DESCRIPTION: DBA Name for Marketing Purposes Only (3) KEYSTONE POWER COMPANY FINANCIAL PLANNING TEAM POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 05/06/2020 ADDRESS: 3714 Executive Center Drive, Martinez GA 30907, United States DESCRIPTION: DBA Name for Marketing Purposes Only (4) PLEXUS POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2022 ADDRESS: 3519 Pebble Beach Drive, Martinez GA 30907, United States DESCRIPTION: Sales (5) WILSON WEALTH INVESTMENT MANAGEMENT POSITION: Agent/Representative NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/07/2022 ADDRESS: 3714 Executive Center Drive, Martinez GA 30907, United States DESCRIPTION: Business entity of tax purposes. (6) CORNERSTONE BROKERAGE GROUP POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2024 ADDRESS: 3714 Executive Center Drive, Martinez GA 30907, United States DESCRIPTION: Insurance Sales Fixed, Life and Health Insurance (7) LUKEMIA LYMPHOMA SOCIETY VISIONARY OF THE YEAR POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/15/2024 ADDRESS: 3519 Pebble Beach Drive, Martinez GA 30907, United States DESCRIPTION: Fundraising for charity organization - working events to raise funds - collecting donations
CRS (Client Relationship Summary) - RIA
Click below to view Kristen Shrader Wilson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kristen Shrader Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2019 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 3714 Executive Center Drive, Martinez, GA 30907RIA
BD
CRD#: 7717
Martinez, GA
Current
January 10, 2018 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 3714 Executive Center Drive, Martinez, GA 30907RIA
BD
CRD#: 7717
Martinez, GA
Past
March 15, 2005 - January 4, 2007
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
AUGUSTA, GA
Past
March 1, 2005 - January 4, 2007
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
AUGUSTA, GA
Past
November 23, 2004 - February 24, 2005
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2021)
RR
Florida(1/12/2021)
RR
Georgia(3/25/2019)
IAR
Georgia(3/26/2019)
RR
Maryland(7/17/2023)
RR
New Mexico(8/17/2021)
RR
North Carolina(6/9/2025)
RR
Oklahoma(10/14/2021)
RR
South Carolina(10/15/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
