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LW

Lawrence M. Weinberg

Some features on this profile are disabled
CRD#: 461751
LW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lawrence Michael Weinberg was a registered financial professional .

Lawrence is a previously registered financial professional and started their career in finance in 1969. Lawrence had worked at 9 firms and has passed the Series 55, Series 000, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 3, 2011 - July 11, 2014

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

March 18, 2009 - April 3, 2009

ROTHSCHILD LIEBERMAN LLC

BD
CRD#: 10030
NEW YORK, NY
Past

May 10, 2006 - December 20, 2007

OPUS TRADING FUND LLC

BD
CRD#: 125204
JERICHO, NY
Past

September 18, 2001 - November 23, 2005

ELECTRONIC TRADING GROUP, LLC

BD
CRD#: 37453
NEW YORK, NY
Past

October 7, 1991 - September 18, 2001

SLS SECURITIES COMPANY

BD
CRD#: 13332
OCONOMOWOC, WI
Past

July 25, 1988 - September 5, 1990

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

September 22, 1980 - February 4, 1988

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
Past

September 26, 1978 - March 12, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 8, 1969 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 55
Date: 1/11/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 000
Date: 10/6/1969
General Securities Principal Examination
General Industry/Product Exam
RR
Series 1
Date: 10/6/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/10/1997
General Securities Principal Examination

Current Firm

GT
G-2 TRADING,LLC
G-2 TRADING,LLC | RBC PROFESSIONAL TRADING GROUP LLC | RBC PROFESSIONAL TRADER GROUP LLC | GENERIC TRADING OF PHILADELPHIA, LLC

CRD#: 44018 / SEC#: , 8-50510

BD
Terminated by SEC on 09/13/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/25/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
M STREET CAPITAL LLCMANAGING MEMBER
FINNEN, KENNETH ARTHURCCO1974997
FORTUNOFF, GREGORY BCEO2449593
LEIB, SHARON BETHCFO5799319

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G-2 TRADING,LLC

CRD#: 44018

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