TA
Thomas H. Ahlbeck
AHLBECK FINANCIAL
Des Plaines, IL 60016
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CRD#: 4617312
TA
Professional summary
Thomas Harold Ahlbeck is a registered financial advisor currently at AHLBECK FINANCIAL located in Des Plaines, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AHLBECK AND COMPANY, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, ACCOUNTING SERVICES, START 09/06/2013, 60HR/WK DURING TRADING HRS, OWNER AND DOING TAX AND ACCOUNTING WORK. 2) TREASURER Maine Township School Treasurer INVEST & SAFEGUARD SCHOOL FUNDS-10HR/WK. 3) NAME OF OTHER BUSINESS: ELK CREEK LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL REAL ESTATE POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER START DATE: 1/2000 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 4) AHLBECK FINANCIAL; SAME AS REGISTERED LOCATION; DBA FOR FINANCIAL SERVICES; OWNER SINCE 11/2009; 2 HR/WK; DUTIES-IAR AND RR. 5) NAME OF OTHER BUSINESS: RAND ROAD BUILDING LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL REAL ESTATE POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 6) NAME OF OTHER BUSINESS: ELK BOULEVARD LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL REAL ESTATE POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER START DATE: 1/2003 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 7)NAME OF OTHER BUSINESS: ELK BLVD APARTMENTS LLC; INVESTMENT RELATED: NO; ADDRESS: 1671 ELK BLVD, DES PLAINES, IL 60016; NATURE OF BUSINESS: RENTAL REAL ESTATE; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MANAGING MEMBER; 8) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: YES ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: TRADING AUTHORITY START DATE: 02/2020 POSITION/TITLE/RELATIONSHIP: TRADING AUTHORITY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: POA FOR SON ON BROKERAGE ACCOUNT ; Thomas Harold Ahlbeck is a real estate investor that manages and owns commercial and residential properties with family members.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Harold Ahlbeck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2021 - Present
AHLBECK FINANCIAL
Office #1: 1651 Elk Blvd., Des Plaines, IL 60016RIA
CRD#: 312380
Des Plaines, IL
Past
October 10, 2005 - March 18, 2021
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
DES PLAINES, IL
Past
January 24, 2005 - March 18, 2021
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
DES PLAINES, IL
Past
January 8, 2003 - February 17, 2005
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(3/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
AHLBECK FINANCIAL
AHLBECK FINANCIAL | AHLBECK FINANCIAL INCORPORATED
CRD#: 312380 / SEC#:
Illinois
Registered Investment Advisory firm - (2/26/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1651 Elk Blvd., Des Plaines, IL 60016
Mailing Address
Phone number
(847) 825-1812
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 7,983,269 |
Red Flags
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