Sandra Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Evans, who also goes by Sandra Honeycutt Evans, Sandra L Evans, Sandra Louise Evans, Sandra L Honeycutt, Sandra Honeycutt, Sandra Louise Honeycutt, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2003. Sandra had worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2022 - February 4, 2025
FROST BROKERAGE SERVICES, INC.
June 13, 2019 - August 18, 2022
J.P. MORGAN SECURITIES LLC
September 23, 2013 - March 19, 2015
J.P. MORGAN SECURITIES LLC
August 11, 2005 - November 30, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 19, 2003 - December 12, 2003
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/13/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FROST BROKERAGE SERVICES, INC.
CRD#: 17465 / SEC#: , 8-35285
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
