David William Downs
Professional Summary
David William Downs is a registered financial advisor currently at LAKESHORE SECURITIES, L.P. located in Chicago, Illinois. David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 1 firm and has passed the Series 99TO, Series 57TO, SIE, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
LAKESHORE SECURITIES, L.P.
Contact Information
Main Address
401 S. Lasalle #1000, Chicago, IL 60605Mailing Address
401 S. Lasalle Street #1000, Chicago, IL 60605Phone Number
(312) 663-1307Established
Illinois since 09/01/1982Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROSS VOL LLC | GENERAL PARTNER | — |
| FLP TRADING LLC | GENERAL PARTNER | — |
| GARZA, ALEXANDER BENJAMIN | LIMITED PARTNER | 4945272 |
| GREY WOLF CAPITAL LLC | GENERAL PARTNER | — |
| GANNON, MARK EDWARD | FINOP AND CCO | — |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David William Downs's CRS (Customer Relationship Summary).
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