David A. Brobst
Professional summary
David Alan Brobst is a registered financial professional currently at LAKESHORE SECURITIES, L.P. located in Chicago, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 1 firm and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Alan Brobst's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2002 - Present
LAKESHORE SECURITIES, L.P.
Office #1: 401 S. Lasalle Street Suite 1000, Chicago, IL 60605Office #2: 401 S. Lasalle #1000, Chicago, IL 60605State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
LAKESHORE SECURITIES, L.P.
CRD#: 34381 / SEC#: , 8-28820
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROSS VOL LLC | GENERAL PARTNER | |
| FLP TRADING LLC | GENERAL PARTNER | |
| GARZA, ALEXANDER BENJAMIN | LIMITED PARTNER | 4945272 |
| GREY WOLF CAPITAL LLC | GENERAL PARTNER | |
| GANNON, MARK EDWARD | FINOP AND CCO |
Disclosures
| Regulatory Event | 13 |
Red Flags
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